Are you an experienced financial advisor seeking independence and control over your career? 


Tired of the pressure from demanding broker/dealers and no flexibility with remote work?


Our client, a boutique financial firm, offers a unique opportunity tailored for investment advisor representatives and traditional brokers who crave a supportive, low-stress environment.

Why Join Us?

Their boutique firm provides top-tier products and services designed to meet the needs of today’s financial advisors. With over 34 years of history and a nationwide network, they offer unparalleled support and resources to help you grow and manage your business.


Key Benefits:

  • High Payouts: Earn up to 90% of gross commissions/advisory fees.

  • Low Fees: Benefit from low monthly fees with no hidden costs.

  • Direct Access to Senior Management: Enjoy on-demand direct access to senior management and strategic partners.

  • Experienced Operations Staff: Receive dedicated support from a knowledgeable team.

  • Advanced Technology: Utilize a single sign-on platform for all client services with a top-tier clearing and custody firm.

  • Succession Planning: Explore in-house succession planning with opportunities to assume an existing book of business from senior representatives.

  • Annual Conference: Attend a fully paid annual conference.


Requirements:

  • Series 7 License: Required for selling all types of securities suitable for retail investors.

  • Series 65 License: Preferred, allowing you to operate as a registered investment advisor representative.

  • Clean Record: A satisfactory disciplinary and employment history.

  • Current Book of Business: Essential for joining our team.


Responsibilities:

  • Investment Services: Buy and sell stocks, bonds, mutual funds, CDs, and provide financial services to both businesses and individuals.

  • Client Profiles: Assess clients’ investor profiles, risk propensities, and financial objectives.

  • Personalized Strategies: Develop customized investment strategies using our top-tier advisory program.

  • Business Growth: Leverage the latest technology to achieve business growth goals.

  • Product Knowledge: Maintain up-to-date knowledge of new products and services.


Join a firm that empowers you to take control of your professional destiny. Enjoy the freedom and support you need to succeed in your career as an independent financial advisor.


Apply for position now

Do you have a current Series 7 License?
Do you currently manage a book of business?